Securities regulation in the United States

Results: 4123



#Item
341Securities Investor Protection Act / United States securities law / Citation signal / Law / Racketeer Influenced and Corrupt Organizations Act / Treble damages / Fact / Securities Exchange Act / Securities regulation in the United States / Investment / Securities Investor Protection Corporation / Financial economics

Holmes v. Securities Investor Protection Corp., 503 U.S[removed]S.Ct. 1311, 117 L.Ed.2d 532, 60 USLW 4225, Fed. Sec. L. Rep. P 96,[removed]S.Ct[removed]Supreme Court of the United States Robert G. HOLMES, Jr., Pe

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Source URL: blogs.reuters.com

Language: English - Date: 2015-04-08 17:43:49
342Securities Act / United States Securities and Exchange Commission / Financial regulation / U.S. Securities and Exchange Commission / Government / Great Depression in the United States / United States securities law / 73rd United States Congress / New Deal

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]April 8, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-04-08 12:07:49
343Financial regulation / Government / Department of Finance / Economy of the Philippines / Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / Securities Act / SEC Rule 10b-5 / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

INITIAL DECISION RELEASE NO. 770 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2015-04-08 09:55:45
344Securities Exchange Act / Financial regulation / Securities and Exchange Commission Form 10-Q / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 10-K / Public company / Regulation S-K / SEC filings / Government / Business

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 8, 2015 In the Matter of

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 19:25:28
345United States securities law / Investment / SEC filings / United States Securities and Exchange Commission / Securities / Prospectus / Security / Securities regulation in the United States / Regulation S-K / Financial economics / Stock market / Finance

MINISTRY OF FINANCE No. FIN! [removed]P. O. BOXN-3017 TELEX: 20-255

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Source URL: www.scb.gov.bs

Language: English - Date: 2012-02-22 15:41:06
346Economy of India / Financial economics / Investment / Securities regulation in the United States / Listing / Insider trading / Company secretary / Securities Commission of New Zealand / Securities and Exchange Board of India Act / Stock market / Securities and Exchange Board of India / Securities

Reproduced with permission from World Securities Law Report, null, [removed]Copyright 姝 2014 by The Bureau of National Affairs, Inc[removed]http://www.bna.com VOLUME 20, NUMBER 12 >>> DECEMBER[removed]India’

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Source URL: www.nishithdesai.com

Language: English - Date: 2014-12-18 02:09:29
347Finance / SEC filings / Financial regulation / 73rd United States Congress / Regulation D / Securities Act / Rule 144A / Qualified institutional buyer / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Financial economics

Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144a Offerings

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Source URL: www.sec.gov

Language: English - Date: 2012-08-29 13:30:39
348United States Securities and Exchange Commission / Government / Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission Form 10-Q / Securities and Exchange Commission / Corporate governance / Schedule TO / SEC filings / United States securities law / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 11, 2015 In the Matter of

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Source URL: www.sec.gov

Language: English - Date: 2015-03-11 06:13:10
349Government / Political geography / Financial regulation / Canadian securities regulation / Securities regulation in the United States / United States securities law / The Bahamas / Securities Commission of New Zealand

LEGISLATIVE AGENDA 2015 PRESENTER: CHRISTINA R. ROLLE EXECUTIVE DIRECTOR SECURITIES COMMISSION OF THE BAHAMAS Property of the Securities Commission of The Bahamas

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Source URL: www.scb.gov.bs

Language: English - Date: 2015-04-02 09:00:05
350Finance / Financial regulation / Financial economics / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / SEC filing / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 24, 2015 In the Matter of

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Source URL: www.sec.gov

Language: English - Date: 2015-03-24 06:14:33
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